Below is a list of Securities-related alerts and notices beneficial to Mississippians. Click the links below to learn more and contact 601-359-1334 if you have any questions.
The Securities Division is responsible for regulating both the sale of securities and the securities professionals who sell them. In addition, the Division works with federal and State prosecuting authorities to investigate and bring charges against violators of the State's securities laws. The Division carries out these functions under the authority granted to it by the Mississippi Securities Act.