ANNOUNCEMENTS AND NOTIFICATIONS

There are no current announcements.

TO ALL BROKER-DEALERS REGISTERED IN MISSISSIPPI: We do not require the filing of yearly financial statements directly with the Division.

For additional information regarding Broker-Dealer or Investment Adviser registration in Mississippi contact:

Preston Thomas
Licensing Auditor
Securities Division
Mississippi Secretary of State’s Office
601-359-6367
preston.thomas@so​s.ms.gov​